Kingsway is building a portfolio of businesses paying 5X EBITDA. Where do you buy an asset-light, growing business, with high margins for 5X EBITDA? Find out.

for providing unregistered investment advisory services without obtaining registration as an Investment Adviser under Sebi regulations. The warning letter states that such unregistered activity is ...

•Nuveen Churchill Direct Lending Corp. ("NCDL"), a Maryland corporation that has elected to be regulated as a business development company under the 1940 Act. The investment adviser to NCDL is ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...

Due to the high federal estate tax exemption ... Financial Planning and Advisory Services are offered through Prosperity Capital Advisors (“PCA”), an SEC registered investment adviser ...

The company charged membership fees to exempt market ... for dealer registration, cooperated with regulators and admitted to misconduct, the settlement noted. James is a senior reporter for Advisor.ca ...

The Financial Services and Credit Panel (FSCP) has suspended the registration of financial adviser Ian Reid for three months ... invalidating the further advice exemption under regulation 7.7.10AE of ...

The Financial Services and Credit Panel (FSCP) has announced its latest verdict, suspending an adviser’s registration for failing to comply ... was reasonably satisfied that the further advice ...

According to sub-regulation (f) of regulation 4 of the Investment Advisers Regulations, 2013, ICMAI members are exempt from SEBI registration if they provide investment advice incidental to their ...

As part of your due diligence, conduct a thorough background check before choosing a financial advisor to manage your ... it may not mean the broker has no registration record.

Editorial Note: Forbes Advisor may earn a ... from the SSY account are tax exempt. The maximum contribution permissible in SSY is INR 1,50,000 per financial year. 6. Senior Citizens Savings ...

India's financial services landscape may see the ... Sebi has also proposed to exempt proxy advisors (PA) from the ambit of the Research Analyst Administration and Supervisory Body (RAASB) as ...