Greengerger charged that the current obstacle to proper implementation of new derivatives market rules is “resistance by big banks and other financial institutions” determined to protect their ...

The SEC proposed rules that would: • Require funds and ETFs to provide additional data related to investments in derivatives ... funds to disclose certain basic risk metrics to help the SEC ...

The Canadian Securities Administrators (the CSA) have invited public comment on Proposed National Instrument 93-101 Derivatives: Business Conduct Rules (the Proposed Business Conduct Rules ...