Vanguard receives transaction fees, front- and back-end loads, sales charges and 12b-1 fees for certain transactions in its third-party mutual funds, according to the company’s Form ADV for ...

MADISON, WI — Wisconsin’s Department of Financial Institutions (DFI) has joined a multi-state and federal task force in reaching a $106 million settlement with Vanguard Marketing Corporation ...

Vanguard Group, the world's largest issuer of mutual funds, was fined and censured by the Financial Industry Regulatory Authority (FINRA) for errors appearing in about 8.5 million customer account ...

The Financial Industry Regulatory Authority's Department of Enforcement fined Vanguard Marketing Corp., a subsidiary of The Vanguard Group, $800,000 for misstating estimated yield and annual ...

"Vanguard Marketing Corporation takes its regulatory obligations seriously, and the firm is pleased to have resolved this matter," said a spokesperson from Vanguard.

"Vanguard Marketing Corporation takes its regulatory obligations seriously, and the firm is pleased to have resolved this matter," said a spokesperson from Vanguard.

Montana State Auditor James Brown is announcing a settlement with Vanguard Marketing Corporation for improper retirement fund distributions. The settlement follows a multi-state investigation that ...

--Vanguard today announced plans to launch Vanguard International Dividend Growth Fund, ... Vanguard Marketing Corporation, Distributor. ...

Vanguard Marketing Corp. — a subsidiary of The Vanguard Group — is based in Malvern, Pennsylvania, and has approximately 8,000 registered representatives operating out of 13 branch offices.

VALLEY FORGE, Pa., June 3, 2024 /PRNewswire/ -- Vanguard today announced changes to the investment advisory arrangements of Vanguard Explorer Value Fund. Wellington Management Company LLP joins ...