"Vanguard Marketing Corporation takes its regulatory obligations seriously, and the firm is pleased to have resolved this matter," said a spokesperson from Vanguard.

"Vanguard Marketing Corporation takes its regulatory obligations seriously, and the firm is pleased to have resolved this matter," said a spokesperson from Vanguard.

MADISON, WI — Wisconsin’s Department of Financial Institutions (DFI) has joined a multi-state and federal task force in reaching a $106 million settlement with Vanguard Marketing Corporation ...

MADISON, Wis. -- The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at ...

Montana State Auditor James Brown is announcing a settlement with Vanguard Marketing Corporation for improper retirement fund distributions. The settlement follows a multi-state investigation that ...

VALLEY FORGE, Pa., June 3, 2024 /PRNewswire/ -- Vanguard today announced changes to the investment advisory arrangements of Vanguard Explorer Value Fund. Wellington Management Company LLP joins ...

VALLEY FORGE, Pa., April 16, 2020 /PRNewswire/ -- Vanguard today closed its $39.5 billion Treasury Money Market Fund (VUSXX) to new shareholder accounts. The company is seeking to protect existing ...

Vanguard receives transaction fees, front- and back-end loads, sales charges and 12b-1 fees for certain transactions in its third-party mutual funds, according to the company’s Form ADV for ...

The Valley Forge company has filed for its first actively managed ESG fund, which will hold about 40 stocks. One longtime investor says it's a marketing move.

"Vanguard Marketing Corporation takes its regulatory obligations seriously, and the firm is pleased to have resolved this matter," said a spokesperson from Vanguard. FINRA said a technical issue ...