To prepare for scrutiny from Securities and Exchange Commission (SEC ... price fluctuations in the post-IPO transaction stage. Newly publicly traded firms and their Chief Financial Officers ...

Exchange Traded Concepts lags peer asset managers in a number of stewardship qualities, resulting in a Below Average Parent Pillar rating. Portfolio managers at Exchange Traded Concepts tend not ...

Some think the increase in off-exchange volume is because of the rise in “sub-dollar” stock trading, which tend to be microcap stocks traded mostly by retail investors, suggesting that this is ...

Exchange traded funds experienced a surge of capital ... Additionally, the impressive growth sets the stage for what is shaping up to be a record-breaking year for ETFs. As of early March, ETF ...

According to a March 7 statement from Nasdaq president Tal Cohen, the growing international demand for Nasdaq-linked exchange-traded funds (ETFs) and US equities warrants an extension of trading ...

To prepare for scrutiny from Securities and Exchange Commission (SEC ... price fluctuations in the post-IPO transaction stage ...