Norms for investment ... Sebi, stated at Ficci's Capam event that the upcoming consultation paper, expected by Monday or Tuesday, will propose relaxed registration requirements for investment ...

Recently, SEBI has proposed to simplify the regulations for becoming a registered Investment Advisor (IA) and Research Analyst. A consultation paper has been released to make registration easier ...

The application for registration as an investment advisor can be filed with the head office or the concerned regional office/local office of Sebi under the jurisdiction where the registered ...

SEBI plans to regulate investment advisors through a Self-Regulatory Organisation which will register, set professional standards, certify, lay down and enforce rules and regulations for ...

Markets regulator SEBI has cut down application and registration fees for individuals and corporates seeking a registered investment advisor status. Now, individuals and firms (partnership ...

Capital markets regulator Securities and Exchange Board of India (SEBI) on Monday cancelled the registration of Capvision Investment Advisor for promising assured profit to clients in the ...

Markets regulator Sebi has amended norms governing investment advisers (IAs) and research analysts (RAs) to facilitate ease of doing business by providing relaxation in eligibility criteria for ...

SEBI has notified norms that make it mandatory for investment advisers to register with the capital market regulator and also require them to disclose all issues that could result in conflict of ...

for registration related activities. Sebi, in June 2021, granted recognition to BASL, a wholly-owned subsidiary of BSE to act as an Investment Adviser Administration and Supervisory Body (IAASB ...

Capital markets regulator, the Securities and Exchange Board of India (Sebi), often issues warnings to unregistered investment advisers to prevent them from offering advisory services to investors.

Besides, Sebi had fixed a cap on fee that investment advisers (IA) can charge from clients. It had also put in place a procedural framework pertaining to audit and record-keeping. Sebi ...