Sebi mandates that individuals or entities offering investment advice must be registered under the Sebi (Investment Advisers) ...

One of the popular tactics of the miscreants is to pose as SEBI Registered Investment Advisers (RIAs) and lure unsuspecting investors on social media platforms. I know many advisers in the RIA ...

Regarding the registration process, Sebi has introduced a separate registration form for part-time investment advisers. Individual advisers with more than 300 clients or annual fees exceeding Rs 3 ...

Thus, understanding SEBI’s role is the first step in guaranteeing compliance. One of the top requirements for investment advisors is registration with SEBI. Giving investment advice without ...

An investment advisor (IA) seems to have handed over evidence that he was in violation of SEBI rules, even with a helpful labelling. The Securities and Exchange Board of India (SEBI) had inspected ...

New Delhi, Feb 4 () Markets regulator Sebi on Tuesday come out with a common application form for registration ... management companies, investment managers, investment advisors, portfolio ...

Investment advisors (IAs) and research analysts (RAs) can charge their fees in advance for one year instead of three months earlier, the Securities and Exchange Board of India (Sebi) said in a ...